Inclusionality and the Role of Place, Space and
Dynamic Boundaries in Evolutionary Processes
By Alan D.M. Rayner
Dept of Biology and Biochemistry, University of
Bath, Claverton Down, Bath BA2 7AY, U.K.
Published in Philosophica 73 (2004) pp. 51-70
SUMMARY
Inclusionality
expresses the idea that space, far
from passively surrounding and isolating discrete, massy objects, is a vital,
dynamic inclusion within, around and permeating natural form across all scales
of organization, allowing diverse possibilities for movement and communication.
This way of understanding natural form radically affects the way we interpret
all kinds of irreversible dynamic processes. Boundaries that from a
conventionally rationalistic perspective are regarded as discrete, fixed limits
- smooth, space-excluding, Euclidean lines or surfaces - are seen inclusionally
as pivotal places. Here, complex, dynamic arrays of voids and relief both
emerge from and pattern the co-creative togetherness of inner and outer
domains, as in the banks of a river that simultaneously express and mould both
flowing stream (and what this stream contains) and receptive landscape (and
what this landscape is contained in).
At
the heart of inclusionality, then, is a radical shift in the way we frame
reality, from fixed to dynamic. We thereby move from a conventionally
rationalistic, impositional logic
of discrete, assertive
(independent) objects (simple entities) transacting in Cartesian space, to a relational, inclusional
logic of distinct, inductive places (interdependent, complex identities) communicating between reciprocally coupled insides and outsides through intermediary
spatial domains. This inclusional logic removes the paradoxes of completeness
characteristic of atomistic thought and enables evolution to be understood
primarily as a process of contextual transformation rather than the operation of external selective force
on discrete informational units lacking internal agency.
Perceptions
of Space and Boundaries, Logical Premises and the Framing of Reality
In
this article, I will suggest that the logical premises upon which we human
beings consciously and unconsciously base our interpretations of the world and
universe about us depend most fundamentally on our perceptions of space and
boundaries. Moreover, I will try to show how these logical premises, in their
turn, powerfully influence our understanding of evolutionary processes of
irreversible change and the way we consequently relate to one another, other
life forms and our environmental living space.
Early
in our cultural history and individual ontogeny there is a tendency for us to
form highly subjective impressions in which our 'individual self' is not
clearly differentiated from our surroundings. The world about us, perceived in
this way, is filled with magical and, for all we may know, boundless
possibilities. The 'World is our Oyster', a 'Whole', a complete 'Oneness', a
'Totality' within itself, the source of a Holistic 'Perennial Philosophy'
(Huxley, 1946; Spowers, 2002).
Later, there is a tendency to replace this subjective
view with its antithesis - the rationalistic 'objectivity' that culminated in
the Enlightenment and Scientific Revolution and lies at the heart of
philosophical 'modernism' (e.g. Tarnas, 1991; Spretnak, 1999). This objectivity
can be understood readily as the outcome of a change in our perception of space
and boundaries that is related to our biological needs, as land-inhabiting
creatures unable to digest herbage, to find and catch or grasp local sources of
food and to avoid or overcome danger. To make distinctions between ourselves
and amongst others, aided by our physical senses - especially our primates'
binocular vision, is essential to our survival. But, by so doing, we become
focused on the explicit substance that appears to constitute our bodies and the
ground beneath our feet. We may then come to regard whatever is insubstantial,
invisible and intangible to our physical senses, as 'nothing' - a
non-interactive, 'absence of presence' or 'void' that puts distance between one
'thing' and another.
The perception of a 'something or nothing' world
composed primarily of solid, particulate objects separated and surrounded by
void space has dominated our philosophical and governmental concepts and
methodologies at least since the time of Aristotle. This perception, however,
actually conflicts with our modern scientific findings, which show that space
cannot be totally excluded from matter at any scale. There is no evidence,
despite exhaustive investigations, for the indivisible, atomic 'point masses'
envisaged by Newton and Democritus. But there is much evidence for an uncertain
quantum realm where the observer cannot be isolated from the observed, and the
position and momentum of 'fundamental particles' cannot be known at the same
time (e.g. Coveney & Highfield, 1992). Moreover, the development of
relativity theory dispensed with what Einstein & Infeld (1938) called the
'two frightening ghosts' of an inertial reference frame and absolute time, and
the advent of non-linear theory has shown that simple, linear, cause-effect
relationships are the exception rather than the rule in Nature (e.g. Gleick,
1988).
Although 'solidity' is an illusion, the premise of
discreteness and independence that it gives rise to continues to be cherished
as the epitome of 'evidence-based' 'rationalism' and 'realism' and to underlie
the various logical systems, from Aristotelian to Boolean, that I describe here
as 'impositional logic', or, more
familiarly, 'box logic'. This form of logic imposes absolute boundary limits around and within reality,
notwithstanding that these limits cannot exist in a dynamic system open to
energy transfer and growth. It breaks reality up into definitive 'building
block' components and reassembles these into superficially manageable constructs that can at best only usefully simulate the most circumscribed aspects of reality, and at
worst may profoundly misrepresent its more evolutionary forms.
The incongruence between impositional logic and the
dynamic reality it seeks to contain and predict is evident both in the
inconsistencies and 'paradoxes of completeness' that it produces, some of which
will be discussed below. This incongruence is due fundamentally to the
abstraction of space from matter and the resultant dislocation of informational content from spatial context. The latter are thereby placed in a disempowering adversarial
relationship with one imposed upon or imposed upon by the other, rather than an empowering complementary
relationship of one reciprocally with the other. The construction of social reality on the
basis of impositional logic therefore leads human beings to inhabit an
'Anti-culture', as I have called it (Rayner, 2002), that is diametrically 'out
of phase' with natural dynamic processes, and hence capable of engendering
great environmental, and possibly also psychological and social damage.
Awareness of the damage that we may be doing to
ourselves and our environment through our dislocation from natural processes
has led to the emergence of movements variously described as 'Post-modern',
'Green' and 'Holistic' (e.g. Tarnas, 1991; Spretnak, 1999; Spowers, 2002).
These movements are impeded, however, by their lack of a realistic form of
reasoning that both acknowledges and obviates the source of incongruence in
modern thinking that lies in the fixed framing of space and boundaries. They
therefore either attempt to confront
impositional logic using
impositional logic – recognizing the problems of assuming discreteness,
whilst still seeking to 'fix' or 'exclude' these problems – or abandon
all notion of structure whatsoever.
Correspondingly, one reaction, that of
deconstructionists and relativists, to the rationalistic claim to have an
'objective', 'value-free' hold on 'reality' has been to argue that no-one can
be free of the power relations of their social context, and hence that reality
is beyond our individual reach. Every
'truth' claim is thereby regarded as a 'social construction' that can be
rigorously dissected by discourse analysis (cf. Bluehdorn, 2003). Although this
approach is often regarded as synonymous with 'postmodernism', it is in fact
rooted in the impositional logic that underlies the socio-political context of
our constructed 'Anti-culture'. It might therefore be more aptly described as
'hypermodern', in contrast with what Spretnak (1999) describes as 'ecological
postmodernism'.
Whereas
deconstructionism takes the unrealistic consequences of rationalism to the
opposite extreme by denying access to natural reality and so 'losing the baby
whilst reclaiming the bath water', ecological postmodernism questions the realism of the premise of 'isolation' or 'independence' and
the implicit denial of 'relationship'. This form of postmodernism has been most
widely expressed in the 'Green' and 'Holistic' movements' claims for 'unity in
diversity', 'wholeness' and 'interconnectedness' and associated metaphors like
'web of life' (e.g. Spowers, 2002). Protagonists of these movements have a
strong tendency, however, to deny the reality of any distinction between 'inside' and 'outside' and hence to
develop a totally internalized, subjectively immersed view. In effect, they equate the 'baby with the bath' as an 'ecocentric' or
'ecological', as opposed to 'egocentric' 'self' (Macy, 1991). They substitute
the binary/dualistic, 'many wholes/parts' view of isolated entities for a
unitary/monistic 'non-dual', 'one whole' view of 'no boundaries' and 'no
separation', akin to that we may have before we begin to develop the notion of
a distinguishable 'self'.
This 'return to origin' by 'Green' and 'Holistic'
thinkers is sometimes accompanied by claims to 'higher consciousness' and
demands for 'change' in order to 'save the planet' (e.g. Laszlo, 2002). But the
change demanded is from one kind of unrealistically imposed framework (isolated
boxes) to another (all in one box) and so may be just as restrictive and
denying of the human condition, if not more so. By explicitly or implicitly denying the existence of boundaries, holistic thinkers are prone to ignore
the very place through which the dynamic relationships and diversity that they
propound are mediated. They end up speaking mysteriously about
'interconnectedness', complex 'webs' of relationship, 'self-organization',
'subtle energies', 'vibrations', 'Gaia theory', 'tight coupling', 'yin-yang'
etc, without anywhere to relate these concepts to.
Here, I suggest that it is not the existence, but rather the perception of boundaries, through which inner-outer distinctions
are made, that can bring about difficulty. If we change our perception of
boundaries as discrete limits, to
pivotal places of co-creative relationship, i.e. 'togetherness', then the vital
contextual space that otherwise would be excluded is brought back into our consideration. We do not
therefore have to abandon all we
have learned and invented through making distinctions, but we do need to recover all the creative potential we have lost, and heal the
environmental, and thereby possibly also social and psychological, damage we
have engendered, by regarding these distinctions as absolute.
This change in perception may be possible through a
change of perspective, from which it can be recognized that space, far from passively surrounding and isolating
discrete, massy objects, is a vital, dynamic inclusion within, around and
permeating natural form across all scales of organization, allowing diverse
possibilities for movement and communication. This change of perspective, which
I, together with others, have called 'inclusionality' (Rayner, 2003), is
consistent both with our scientific findings and our philosophical account of
boundaries. It has the effect of bringing our subjectively immersed and
objectively detached views into complementary, creative correspondence with one
another, whilst revealing that neither of these views can be realistic in their
own right. It enables a simple shift in the way we frame reality, from fixed to
dynamic, and so provides scope for the development of a relational, inclusional
logic of distinct places,
rather than discrete objects. Here, space is understood as a resistance-less
and hence inductive 'presence of
absence', an attractor, whose
heterogeneous and ever-varying shape and intensity (curvature), inseparably included within, through and around the
distribution of energy-matter, governs the dynamic frame of evolutionary possibility. Correspondingly, communication occurs between
reciprocally coupled insides and outsides through actively intermediary rather than passively intermediate spatial domains or boundaries. And 'context' is
neither 'outside of' (as in reductionism) nor the product of
fusion/interconnection/dissolution (as in holism) of 'contents': rather, content
is contextual - a locally distinct
expression of energy-space, with inner, outer and intermediary aspects.
As I will try to show in the following sections,
inclusional logic could radically transform the way we have interpreted all
kinds of evolutionary processes. It enables these processes to be understood
primarily in terms of contextual transformation rather than the operation of external selective force
on discrete informational units lacking internal agency.
Impositional
and Inclusional Logic in the Mathematical Underpinning of Scientific Inquiry
into Dynamic Systems
Mathematics
is the lingua franca of science
through which researchers and theorists seek to compare and contrast their
findings, secure in the knowledge that they are working from a common base and
according to the same 'rules'. But if this common base arises from a
misconception of reality, then continued adherence or 'loyalty' to the 'rules'
will perpetuate this misconception until and unless the rules are honestly
called into question. In the history of science, the relation between loyalty
and honesty has shaped the making and breaking of many 'paradigms' (Kuhn,
1970). But, throughout, one form of loyalty has held fast: loyalty in
practice to the foundations of
mathematics in the idealized, abstract notions of discrete numbers and
Euclidean geometry, even though mathematicians themselves have long recognized
the theoretical limitations of
these notions. And this loyalty has, in turn, reflected a continued adherence
to the impositional logical premise in which these notions have their origin.
So, as our researches continue to reveal the complex reality of evolutionary
processes in the inclusionality of space, we fall short of addressing this
reality because of our insistence on trying to describe and analyse it
impositionally.
Useful
though it may be in performing linear calculations, the treatment of numbers as
independent, space-excluding entities representing pure 'substance' or
'content' freed from 'context' - as 'figures' freed from 'ground' - is deeply
paradoxical. As was demonstrated by Kurt Gšdel in his mathematical formulation
of the famous Cretan liar paradox, in which a Cretan informs you that all
Cretans are liars, the problem is one of assuming 'completeness'. Any
'complete' or 'entire' object that thereby has nothing outside itself is
inescapably self-referential and so impossible to verify or falsify
'independently' (e.g. Hofstadter, 1980).
Yet
further paradox arising from focusing on content abstracted from context is
contained in the second great foundation of mathematics, Euclidean geometry. A
'point' can have no dimension, a line no width and a plane no depth only by
distilling all the space out of it until we are left with some infinitesimally
'pure' content. Henri PoincarŽ, whose theory of relativity preceded and
arguably exceeded in scope that of Einstein, appreciated this only too well.
'Space,' he stated (PoincarŽ, 1905 – the following is a complex quotation
gathered from different parts of his treatise), 'is another framework we impose
upon the world . . . here the mind may affirm because it lays down its own
laws; but let us clearly understand that while these laws are imposed on our science, which otherwise could not exist, they are
not imposed on Nature.....Euclidian geometry is . . . the simplest, . . . just as
the polynomial of the first degree is simpler than a polynomial of the second
degree. . . . the space revealed to us by our senses is absolutely different
from the space of geometry.' Here, PoincarŽ was, in effect saying that the
mathematical structure we impose on space is unlike the space that we sense,
which provides possibility for movement and communication.
Conventional mathematical framing of reality is
therefore as inadequate as the impositional logic upon which it is based. This
is of especial significance to the understanding of dynamic processes. The
practice of differentiating these processes into a sequence of 'freeze frames'
inevitably entails losing something vital – the continuity of the
original space – when the isolated fragments are re-integrated into the
'whole'.
The
dislocation of content from context could be obviated by the development of
mathematical systems based on inclusional rather than impositional logic. Any such mathematical formulations
would necessarily be ternary,
rather than binary or unitary, in needing to account for the reciprocal,
simultaneous dynamic relationship between inner and outer
through necessarily incomplete and fluid intermediary spatial domains. Correspondingly, rather than
treating numbers as an expression of pure content, with 'zero' representing 'absence' and 'infinity'
representing 'limitless amount', it would make sense contextually to regard zero as 'inner-outer balance' (stationary
boundary condition) and infinity as inner and outer spatial possibility. By the
same token, since boundaries are not complete and final limits, each outer
spatial possibility has the potential to be the inner spatial possibility of a
yet larger outer spatial possibility. This arrangement gives rise to a geometry
of 'nested holeyness' of inner,
outer and intermediary dynamic energy-spaces arrayed in series from microcosmic
to macrocosmic scales and all under one another's mutual influence. Here, every
intermediary boundary directly relates both to every inner set of nested spaces
it contains and every outer nested space it is contained within. So by focusing
on boundary properties at a particular scale it may be possible to gain insight
into processes operating simultaneously at any larger or smaller scale. In this
way, the microcosm expresses the macrocosm and vice versa – the small picture really can reflect the big
picture, just as applies to a hologram that can be fragmented into smaller
holograms each expressing the same image.
Given the impositional foundations of mathematical
practice, however, there has as yet been little explicit attempt made to
develop ternary logic systems. For the most part, even when dealing with
dynamic processes, mathematical analysis begins with discrete, space-excluding
definition(s) of its frame(s) of reference (entities and initial conditions).
Although the effect of incorporating space is evident from analyses of
'non-linear dynamical systems', 'fractal geometry' and associated 'irrational'
and 'imaginary'/complex numbers (see below), what appears as 'emergent' from
these analyses may therefore 'really' be a manifestation of what is already
implicitly present in natural process geometry.
Fractal
geometry is the nearest approach conventionally fixed-framed mathematics has
made to the natural geometry of 'nested holeyness'. It was developed by
Mandelbrot (1977) to describe structures whose boundaries, unlike Euclidean
surfaces, appear progressively more complex/irregular, in 'self-similar'
patterns, the more closely they are observed. A famous example is the
'Mandelbrot set', made by mapping the distribution of points in the 'complex
plane' that do not result in infinity when iterated according to the rule, z
→z2 + c, where z
begins at zero and c is the
complex number corresponding to the point being tested. Here, a 'complex
number' is a number that consists of a combination of a 'real' and 'imaginary'
component, the latter being a derivation of, 'i', the square root of -1. The complex plane is formed in
the space defined by placing all 'real' numbers, from -°, through 0, to +°
along a horizontal line, and all 'imaginary' numbers, from -°i, through 0, to +°i, along a vertical line, and using these Euclidean
lines as co-ordinates. In effect, it represents a way of increasing the
'possibility space' for numbers to inhabit, as discrete entities, from one to
two dimensions.
The remarkable feature of the Mandelbrot set is the
extraordinarily complex boundary that occurs between points within and points
outside the set, in effect between an inner attractive space of zero and an
outer attractive space of infinity. Such complex boundaries formed between
neighbouring attractive spaces or 'attractors' have more generally been
referred to as 'fractal basin boundaries', and they are clearly at least
analogous to the complex, ternary boundaries of natural process geometry.
Where, however, the conventional abstract mathematical representation of such
complexity begins prescriptively
with an implicit or explicit definition of content and container that replaces their simultaneous reciprocal relationship with sequential 'feedback', the natural might be said to originate in indefinition - a realm of endless possibility. And there is at least one notable
body of mathematical work that has attempted to represent this realm in a truly
inclusional way - the fluid logic number system and associated spiral geometry
and infinity mechanics of Shakunle (1994). Here, numbers are identified not as
singletons but as triplets that include their inner (smaller) and outer
(larger) as well as intermediary aspects in a way that enables them all to
relate fluidly with one another over all scales. For example the conventional
'natural' number, '2', is represented as '1,2,3', and the 'natural' number,
'3', is represented as '2,3,4'. This kind of system, when it is more widely
developed and appreciated, may hold the key to a truly 'evolutionary'
mathematics of the future.
Impositional
and Inclusional Logic in the Scientific Explanation of Evolutionary Processes
Despite
the logical and practical impossibility of isolating matter from space (and
vice versa), and despite its own
findings in relativity, quantum mechanics and the dynamics and irregular
geometry of non-linear (complex) systems, scientific investigation and
interpretation continues largely to be underpinned by impositional logic-based
mathematical approaches and concepts. Correspondingly, objective scientific
methodology always starts by imposing a rigid frame, actual or theoretical,
around some isolated fragment of nature from which the observer is excluded,
and then proceeds to test 'falsifiable hypotheses' about events occurring
within this frame by means of quantification and experimentation. Nature is
brought into laboratories, contained in various vessels, purified from
'contaminants' and located in 'controlled environments' where the effects of
'one variable at a time' can be tested. But the question of how what can be
quantified within this isolated and hence de-contextualized frame actually
relates to the reality beyond the frame cannot be addressed. This inability
results in the paradoxes of completeness implicit in Heisenberg's uncertainty
principle and 'wave-particle duality' and expressed in such notorious
conundrums as Schršdinger's cat, whose uncertain 'state' of 'life or death' is
an artefact of being sealed in a
box with a vial of cyanide (see, e.g. Coveney & Highfield, 1992).
This is not to say that objective scientific
methodology is useless as a tool of inquiry – only that it cannot in
itself offer or yield an adequate
representation or explanation of natural dynamic processes. If an effort is
made to compare the behaviour of isolated fragments with actual experience of
natural systems, then insights which change fundamental conceptions may be
found in the differences and similarities that show up. For example, a
comparison between the behaviour of water in a river and in a cup dipped into
the river may revealingly inform us about the effects of isolation on the
natural mobility of fluids, and hence deepen our contextual understanding of
the latter. Nonetheless, the tendency has been to use the behaviour in isolation
not in comparison with, but as a predictor
and explicator of, natural dynamics.
Nowhere is the resultant dislocation of discrete
contents from their dynamic spatial context more obvious, or more profound in
its influence on the way we regard our relationships with one another and other
life forms, than in the evolutionary biological notions of 'natural selection'
and 'survival of the fittest'. The implicit 'fixed framing' in these notions,
following on from Malthusian principles of limits to population growth, is
evident in the way that 'natural selection' is commonly portrayed as a
'pressure'. This pressure intensifies as population growth squeezes out
available resource/space so that ultimately only those entities with
particularly favoured characteristics can endure.
There
are deep inconsistencies embedded in these notions, arising from the associated
dislocation of changes in
organisms (and their genes) from changes
in their environment. This
dislocation results in the loss of co-creative power and coherence from the
dynamic system, and their delegation to some external agency, rather as with a
cine film that requires a projector and an observer lacking resolving power to
create the illusion of movement captured in its freeze frames. Moreover, the
resultant placement of action and reaction in linear sequence raises endless,
unanswerable questions of precedence and origin: 'which came first' - 'nucleic
acid' or 'protein', 'nature' or 'nurture', 'chicken' or 'egg' etc, and where
did these agencies come from, and how? And it renders the evolution of complex
form from disparate 'independent' components astronomically unlikely –
celebrated examples being the vertebrate eye and, even more fundamentally, the
living cell with all its closely co-ordinated relationships between fine
structure and metabolic processes.
On the one hand, the environment is treated as a
'given' - a passive fixture imposed upon its living contents. On the other hand
these contents are treated as passive, pre-formed, discrete units, lacking
relationship with others, that can thereby only respond in a prescriptive way
to the environmental circumstances on which they are imposed. Although changes
in organisms and changes in
environment are both recognized as
essential to evolution, the actual mechanism(s) underlying their simultaneous and complementary relationship is obscured, so that this relationship
appears instead to be sequential
and adversarial.
Attention then focuses on how, as the putatively
primary evolutionary mechanism, adaptive and purely genetic
changes in these contents are enforced through competition in a confined space,
rather than how the context, which
actually includes and simultaneously
both shapes and is shaped by these
contents, transforms. Far from
creating the observed diversity of
living form, the effect of adaptation and competition in a fixed space would
actually be the inexorable drive towards hegemonic monoculture, through the
removal of variation implicit in the notions of 'competitive exclusion' and
'adaptive peaks' (e.g. Futuyma, 1986). Such hegemony conflicts not only with
the observed diversity in natural biological communities, but also with the
widespread occurrence within and between closely related populations of the
process of sexual 'reproduction' (a contradiction in terms, since the word,
'reproduction', implies 'more of the same' whereas sexual recombination produces variety). This process has always been a
conundrum because it reduces the ability to make more of the same genetic self
(i.e. truly to 'reproduce'), which is the putative basis for evolutionary
'fitness' under 'short term selection pressure' (cf. Maynard Smith, 1982). Meanwhile, far from enhancing 'fitness'
in the form of 'efficiency', the
operation of systems at their most intensely competitive under conditions of
'resource-limitation' would greatly increase the wastage that is actually
prevented under such conditions in natural systems by pooling and reduced
consumption. Natural selection, as it is most widely and popularly represented,
is a profoundly counter-evolutionary
mechanism, which, if it existed, would greatly reduce the energy-efficiency and
impede the innovation that it is supposed to promote (Rayner, 1997).
Furthermore, the notion of producing increasing order and complexity through natural selection is not only
self-contradictory, but also appears to contradict another derivation from
impositional logic, the second law of thermodynamics, which views the
irreversibility of natural processes in terms of the inexorable increase of
'entropy' (e.g. Coveney & Highfield, 1992).
Inclusional logic, by contrast, radically changes our
understanding of irreversible (evolutionary) change, according to principles
that are common to all kinds of physical, chemical and biological systems, and
that restore co-creative power and coherence to the dynamic relation between
content and context. Rather than beginning, through the imposition of a fixed
reference frame, with an assumption of stasis that then has to be 'forced' into
action from 'outside', the very nature of nature is understood to be dynamic.
And with this understanding, our concepts of causality and uncertainty also
change. Rather than regarding change as externally enforced and measurable as a
progression through space referenced
to intervals of absolute time, all change is understood to involve the transformation of space and consequent simultaneous alteration in both content and context and their
reciprocal relationship. And this simultaneous, reciprocal alteration, where
content and context co-creatively shape one another can be thought of as attunement or resonance, rather than adaptation.
So, unlike the impositional logical perception that
when only one thing moves, everything else remains fixed, in inclusional logic when
one 'thing' – a place somewhere
– moves, the shape of possibility space everywhere transforms. And this transformation is experienced
uniquely at every location as a shift in the inductive pull of a potential
energy field, extraordinarily rich with ever-changing evolutionary opportunity.
This field is invisible and intangible to the external observer, but provides
the locale for the emergence of complex form through synergistic processes that
have been referred to, albeit from the perspective of impositional logic, as
'self-organization' (e.g. Goodwin, 1994).
Since such transformation necessarily involves a
change in content-context, it is by its very nature irreversible and unrepeatable - unable to return directly or indirectly to exactly the same place that it emanated from. Far from being reproductive, producing more of exactly the same, natural
processes are continually recreative
and autocatalytic- opening up and
building upon new possibilities. As was said so long ago by Heraclitus, 'you
can never step in the same river twice'. Content and context, stream and
catchment, continually re-shape one another in an ever-transforming flow of place. This place is dynamically framed by itself as a
resonant coupling of inner with outer energy-space, as was effectively recognized, albeit in a
conventional mathematical framing, by the communication theory of Dennis Gabor
(1946). Long neglected scientifically, but now being rediscovered, this theory
provided the basis for Gabor's Nobel Prize-winning invention of holography, key
to which was the notion of a 'complex signal' as a reciprocal combination of real and imaginary components, rather than an independent pulse of information.
Impositional
and Inclusional Logic in 'Simple' and 'Complex' Depictions of 'Self', 'Death'
and 'Community'
Taken
to extremes, the primacy given to individual survival in natural selection
theory can result in the conclusion that 'there is no such thing as
society/community', because the requisite co-operation in such a collective
organization would compromize individual 'self-interest'. Both diversity and
co-operation are deeply problematic concepts according to this view, and so, if
they are to be desired or tolerated at all in human societies, can only be
sustained by legal and educational enforcement. As Dawkins (1989), ironically
put it, 'Let us try and teach
generosity and altruism, because we are born selfish'!
However,
such conclusions about the nature and occurrence of 'self-interest',
'selfishness', 'altruism' and 'survival' inevitably depend very fundamentally
on how the notion of 'self' is actually perceived. Here can be found perhaps
the most far-reaching difference between impositional, fixed framing and
inclusional, dynamic framing of evolutionary processes, with regard to how we
relate to one another and our living space.
Using
impositional logic, the notion of 'individual self' as an independent body
annihilated by death is simple and unambiguous, and the conclusion that
evolution thereby entails inherently 'selfish' processes focused on the
survival of genes that prescriptively define this 'self' is inescapable (e.g.
Dawkins, 1989). But with this conclusion come the paradoxical inconsistencies
and lack of coherence described in the previous section.
Using
inclusional logic, however, the isolation of the simple, fixed notion of self becomes subsumed by the togetherness of complex, dynamic forms (in effect 'wave forms')
comprising inner, outer and intermediary spatial domains, all of which are vital to their distinct, but not discrete, identities. Rather than being unitary or binary, ecocentric or
egocentric, such 'complex selves'
represent ternary couplings of inner with outer, of the kind alluded to
Shakunle's 'fluid logic numbers' (see above). Their behaviour is therefore
ultimately intractable to impositional logic, as was implicitly acknowledged by
Newton 'himself' in his analysis of the 'three body problem' (Montgomery,
2001). Moreover, this behaviour can neither be regarded as intrinsically
'selfish' nor 'altruistic', because neither the disregard of the outer
('collective'/ 'we') nor inner ('individual'/'I') aspect is evolutionarily
sustainable in such a co-creative system.
The
concepts of 'complex self' and 'nested holeyness' were anticipated by Koestler
(1976) in his descriptions of 'holons' - as 'Janus-faced' entities combining
individual and collective aspects, and 'holarchies' - as nested arrays of
holons, in his 'Open Hierarchical Systems Theory' (Rayner et al., 1984; Wilber,
1996). Even more pertinent was the description of a 'Russian doll' kind of
nesting, by Caldwell et al (1997), who recognized that the resultant conflation
of 'information' deriving both
from content and context was
inconsistent with the notion of an external 'natural selector'. This recognition
is made all the more potent when the necessary incompleteness, and consequent
transformability (indeterminacy) of space-incorporating boundaries is
introduced. We then can make the full transition from a view of 'self' as an object, to an appreciation of self as a place. Not only is every 'place' necessarily both a
grouping of smaller 'places' and grouped with others in some larger 'place',
but the incompleteness of boundaries ensures that there is communicative
spatial relationship and the possibility for transformation across all scales.
Only through the development of an explicitly ternary logic, via the introduction of a dynamically balancing, intermediary agency, can the paradoxes resulting from the severance of inner from outer be avoided. In this ternary, 'dynamic framing', complete sealing of boundaries would disrupt and stifle flow, whereas total dissolution of boundaries would end in featurelessness. So both the pursuit of absolute individual autonomy (independence and immortality) through the completion of external boundaries, and of absolute collective unity (dependence and self-abandonment) through the obviation of internal boundaries are evolutionarily untenable. By contrast, a holey (i.e. space-including and hence permeable or porous) intermediary boundary provides the possibility for energy transfer between dynamically coupled inner and outer inductive domains. Closing in (decreasing holeyness) of boundaries results in 'information', the constructive shaping of local 'features' and increased resistance to energy transfer both from outer to inner (inspiration/ in-welling) and from inner to outer (expiration/out-welling). Opening out (increasing holeyness) of boundaries results in 'exformation', and consequent decreased resistance to energy transfer.
The complementary interdependence of generative and
degenerative processes via dynamic boundaries between inner and outer is
therefore inescapable. Space, though we may perceive it rationalistically
as 'imperfection', cannot be
excluded from a vital, evolutionary system, try as we might in the pursuit of
'perfection' in the form of individual or collective completeness (wholeness).
Such 'perfection' would imply eternal stasis. Rather, in the excitable, dynamic
world and universe that is drawn towards balanced relationship, outside yields
to and feeds the growth of inside, which yields in turn to outside in natural
renewable cycles and spirals. These natural inspirations and expirations are
disrupted, and even reversed, by the severance of one from the other.
In
this inclusional view, there is therefore nothing problematic about
co-operation and diversity, nor, for that matter, about outwardly 'aggressive'
behaviour that sustains diversity through the assertion of local identity
(Rayner, 1991, 1996, 1997). Rather, what we have, as many ecologists implicitly
or explicitly recognize in natural 'ecosystems' and development of their
increasingly complex and interdependent inhabitant 'communities' through
autocatalytic stages (i.e. 'seres')of succession (Rayner, 1997), is a
dynamically creative 'togetherness in diversity' or 'complementarity of
labour'. Here, the collective and
individual, 'the forest and the tree', both necessarily incomplete, continually
reconfigure one another as they explore and manifest their common-space realm
of possibilities.
Nonetheless, we continue to find it virtually
impossible to apply this understanding to evolutionary co-creativity and
communication, due to our continuing adherence to impositional logic. Even when
we proclaim 'interconnectedness', we are prone mentally to envisage connections
as solid transactional 'strings' or 'ties' across space that are inserted between initially discrete entities, rather than as
conduits or 'pipelines' of included space that grow relationally into place. This transactional 'joining up of dots' is evident in the
metaphor of 'web' and in modern 'network theory' (Buchanan, 2002; Barab‡si,
2002) whereby each of the connected entities is regarded as a 'node' or 'hub'
whose influence corresponds with the number of connections that radiate out
from its self-centre. Such thinking is being applied increasingly not only to
human organizations but also to natural ecosystems, where the most influential
hubs represent what have been called 'keystone species' (Scott Mills et al,
1993), with the inference that less connected entities are more readily
dispensed with. Although such constructs of entities plus connections are portrayed as highly effective communication
systems, examination of their structure reveals them to be highly resistant to
flow and transformation as well as fundamentally unlike actual biological
networks like blood systems, nerve systems and fungal mycelia (K.J.J. Tesson
and A.D.M. Rayner, unpublished). The latter consist of variably permeable and
deformable tubes capable of highly versatile and re-distributive responses to
their local circumstances. The formation of lateral connections or
'anastomoses', which connect the tubes 'in parallel', greatly increases the
conductivity of these systems (Rayner, 1997), as does their lack of hubs, which
would actually serve as 'bottlenecks'.
Paradox
Lost? - Creative Boundaries and the Diversity of Organic Life as an Embodied
Water Flow
During
the twentieth century, impositional logic combined with two dramatic technical
breakthroughs to produce a new and for many people alienating vision of the
nature and origin of life and living things, including human beings. The
discovery of the genetic code and advent of modern computers projected an image
of evolution as the spread and diversification of genetic information, and of
life forms as information processors - computational machines.
The inclusional view challenges this model, leading to
an appreciation of life forms as relational places that manage the dynamic
relationship between their inner and outer space above all through the medium
of flowing water. Life forms, in other words, can be thought of as embodied
water flows. Their DNA is not 'information in itself', which means the same
anywhere, but rather gives and is given meaning through its dynamic relation
with protein in the contextual medium of water retained within boundaries of
variable deformability, permeability and continuity. Correspondingly, we see
riverine form whenever we look at life as an ever unfolding, enfolding
presence, rather than in freeze-framed snapshots giving the illusion of
discrete individual entities. We see it in the branching and anastomosis of
fungal mycelia, blood systems, trees, leaf veins, nervous systems, wildebeest
herds, ant swarms and all kinds of evolutionary pathways (Rayner, 1997, 1998;
Rayner & Way, 1999). Simply by 'attuning', through a variety of biochemical
and physical mechanisms, the 'holeyness' of their inner-outer boundaries to relate
to internal and external availability of oxidizing and reducing agents, life
forms change pattern and process as they create and respond to changes in their
dynamic context. They 'self-differentiate' outwardly, through the proliferation
of inner-outer boundaries when and where there is plentiful external
energy-supply, and 'self-integrate' inwardly through the fusion, sealing and
redistribution of these boundaries when and where there is external shortage
(Rayner, 1997, 2000; Rayner et al., 1999). In this way, without contradiction,
and at least until now, they have shaped and been shaped by the expanding
diversity of Earth's 'biosphere'.
Acknowledgements
I
would like to acknowledge the inclusion of many correspondences with complex
self-identities in what I have written here. I won't 'single them out', but I
am sure they will know 'who' they are!
References
Barab‡si,
A-L (2002) Linked: the New Science of Networks. Perseus Publishing.
Bluehdorn,
I. (2003) Inclusionality-exclusionality: environmental philosophy and
simulative politics. In Towards and Environment Research
Agenda – a second collection of papers (A. Winnett and A. Warhurst, eds.), pp 21-45. London: Palgrave Macmillan.
Buchanan,
M. (2002) Nexus: Small Worlds and the Groundbreaking Science of Networks. W.W. Norton & Co.
Caldwell,
D.E., Wolfaardt, G.M., Korber, D.R. and Lawrence, J.R. (1997) Do bacterial communities transcend
Darwinism? Adv. Microbial Ecol. 15, 105-191.
Coveney, P. and Highfield, R. (1992) The Arrow of Time. New York: Fawcett.
Dawkins, R. (1989) The Selfish Gene. New edition. Oxford University Press.
Einstein, A. and Infeld, L. (1938) The Evolution of Physics: From Early Concepts to Relativity and Quanta. Cambridge University Press.
Futuyma, D.J. (1986). Evolutionary Biology, 2nd Ed. Sunderland, Massachussets: Sinauer Associates
Gabor,
D. (1946) Theory of communications. Jour. Inst. Elec. Eng. (London),
93, 429-457.
Gleick,
J. (1988) Chaos. London: Heinemann.
Goodwin,
B. (1994) How the Leopard Changed Its Spots: The Evolution of Complexity. London: Weidenfeld & Nicolson.
Hofstadter, D.R. (1980) Gšdel, Escher, Bach: An Eternal Golden Braid. England: Harmondsworth.
Huxley, A. (1946) The Perennial Philosophy. London: Chatto and Windus.
Koestler, A. (1976) The Ghost in the Machine. London: Hutchinson
Kuhn, T.S. (1970) The structure of scientific revolutions, 2nd Ed. Chicago: University of Chicago Press.
Laszlo, E. (2002) We Can Change the World: A Practical Guide to Thinking and Living in the 21st Century. Club of Budapest.
Macy, J. (1991) World as Lover, World as Self. Berkeley: Parallax Press.
Mandelbrot, B. (1977). The Fractal Geometry of Nature. New York: Freeman.
Maynard-Smith, J. (1982). The Evolution of Sex. Cambridge University Press.
Montgomery, R. (2001) A new solution to the three-body problem. Notices of the AMS 48, 471-481.
PoincarŽ, H. (1905) Science and Hypothesis. Dover Publications. Walter Scott Publishing Company Ltd.
Rayner, A.D.M. (1991) The challenge of the individualistic mycelium. Mycologia 83, 48-71.
Rayner, A.D.M. (1996) Interconnectedness and individualism in
fungal mycelia. In A Century of Mycology (BC Sutton, ed), pp. 193-232 Cambridge University
Press.
Rayner, A.D.M. (1997) Degrees of Freedom - Living in
Dynamic Boundaries. Imperial College Press, London.
Rayner, A.D.M. (1998) Presidential address: fountains of the
forest¾the interconnectedness between
trees and fungi. Mycol. Res. 102, 1441-1449.
Rayner, A.D.M. (2000) Challenging environmental uncertainty:
dynamic boundaries beyond the selfish gene. In Towards an Environment
Research Agenda vol. 1 (A. Warhurst, ed), pp. 215-236. London: Macmillan.
Rayner,
A.D.M. (2002) The formation and transformation of 'Anti-culture': from
'survival of the fittest' to 'thrival of the fitting'. http://www.bath.ac.uk/~bssadmr/inclusionality.htm
Rayner, A.D.M. (2003) Inclusionality – an immersive
philosophy of environmental relationships. In Towards an Environment
Research Agenda – a second collection of papers (A. Winnett and A. Warhurst,
eds.), pp. 5-20. London: Palgrave Macmillan.
Rayner, A.D.M., Coates, D., Ainsworth, A.M., Adams,
T.J.H., Williams, E.N.D. and Todd, N.K. (1984) The biological consequences of
the individualistic mycelium. In The Ecology and Physiology of the Fungal
Mycelium (D.H. Jennings
and A.D.M. Rayner, eds), pp. 509-540. Cambridge University Press
Rayner, A.D.M., Watkins, Z.R. and Beeching, J.R. (1999)
Self-integration—an emerging concept from the fungal mycelium. In The
Fungal Colony (N.A.R
Gow, G.D. Robson and G.M. Gadd, eds), pp. 1-24. Cambridge University Press.
Rayner, A.D.M. and Way, C. (1999) Evolutionary waterways: the
contextual dynamics of biological diversity. Frontier Perspectives 8 (2), 33-37.
Scott Mills, L., Soule, M.E. and Doak, D.F. (1993) The
keystone-species concept in ecology and conservation. BioScience 43, 219.
Shakunle,
L.O. (1994) Spiral Geometry. The Principles (with Discourse). Hitit Verlag, Berlin, Germany.
Spowers,
R. (2002) Rising Tides. Edinburgh:
Canongate Books.
Spretnak,
C. (1999). The Resurgence of the Real: Body, Nature and Place in a
Hypermodern World. New York:
Routledge.
Tarnas, R. (1991). The Passion of the Western Mind: Understanding the
Ideas That have Shaped Our World View. New York: Ballantine Books.
Wilber,
K. (1996). A Brief History of Everything. Boston: Shambhala Publications.